An SFC license is a type of securities license issued by the Securities and Futures Commission of Hong Kong. It allows businesses to engage in certain types of securities activities. If you want to start a securities business in Hong Kong, you will need an SFC license.
What should I know about this?
The SFC license is required to conduct business activities such as dealing in securities, advising on deposits, and providing automated trading services. Additionally, companies must possess an SFC license to provide asset management services or advise on corporate finance.
A license can be obtained through the Hong Kong Stock Exchange. The applicant must demonstrate a clear understanding of the industry and show their ability to comply with SFC regulatory requirements. This includes submitting financial statements and other information about the company’s operations, demonstrating sufficient capital for investment activities, and having proper risk management systems in place for investor protection.
We hope this information has been useful to you.